-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HC+mb3gbuhcu5NymYBdTs8/PJYVxv8uZXoA0cYT9aipLwWq8naU1LXkjgRIR0R0S CPQRCqZu85yD2Sahbr9aEw== 0000906280-98-000032.txt : 19980218 0000906280-98-000032.hdr.sgml : 19980218 ACCESSION NUMBER: 0000906280-98-000032 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD GROUP MEMBERS: ADVANTAGE CAPITAL ADVISORS, L.L.C. GROUP MEMBERS: ADVANTAGE CAPITAL CORPORATION GROUP MEMBERS: ADVANTAGE CAPITAL FINANCIAL COMPANY, L.L.C. GROUP MEMBERS: ADVANTAGE CAPITAL MANAGEMENT CORPORATION GROUP MEMBERS: ADVANTAGE CAPITAL PARTNERS II LIMITED PARTNERSHIP GROUP MEMBERS: ADVANTAGE CAPITAL PARTNERS III LIMITED PARTNERSHIP GROUP MEMBERS: ADVANTAGE CAPITAL PARTNERS IV LIMITED PARTNERSHIP GROUP MEMBERS: ADVANTAGE CAPITAL PARTNERS LIMITED PARTNERSHIP GROUP MEMBERS: ADVANTAGE CAPITAL PARTNERS V LIMITED PARTNERSHIP GROUP MEMBERS: STULL STEVEN T SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OMNI ENERGY SERVICES CORP CENTRAL INDEX KEY: 0001046212 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 721395273 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53451 FILM NUMBER: 98542148 BUSINESS ADDRESS: STREET 1: 4484 NE EVANGELINE THRUWAY CITY: CARENCRO STATE: LA ZIP: 70520 BUSINESS PHONE: 3188966664 MAIL ADDRESS: STREET 1: 4484 NE EVANGELINE THRUWAY CITY: CARENCRO STATE: LA ZIP: 70520 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STULL STEVEN T CENTRAL INDEX KEY: 0001055565 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 909 PYDRAS STREET STREET 2: SUITE 2230 CITY: NEW ORLEANS STATE: LA ZIP: 70112 BUSINESS PHONE: 5045224850 MAIL ADDRESS: STREET 1: 909 POYDRAS STREET STREET 2: SUITE 2230 CITY: NEW ORLEANS STATE: LA ZIP: 70112 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 OMNI Energy Services Corp. -------------------------- (Name of Issuer) Common Stock, $0.01 par value ------------------------------ (Title of Class of Securities) 68210T 10 9 -------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP No. 68210T 10 9 - ----------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Steven T. Stull - ----------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - ----------------------------------------------------------------- 3) SEC Use Only - ----------------------------------------------------------------- 4) Citizenship or Place of Organization United States - ----------------------------------------------------------------- Number of Shares Bene- (5) Sole Voting Power 0* ficially --------------------------------------------- Owned by Each Reporting (6) Shared Voting Power 7,787,162* Person --------------------------------------------- With (7) Sole Dispositive Power 0* --------------------------------------------- (8) Shared Dispositive Power 7,787,162* - ----------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 7,787,162* - ----------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 51.9* - ----------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN - ----------------------------------------------------------------- *As of December 31, 1997. CUSIP No. 68210T 10 9 - ----------------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Advantage Capital Partners Limited Partnership 72-1216872 - ----------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - ----------------------------------------------------------------- 3) SEC Use Only - ----------------------------------------------------------------- 4) Citizenship or Place of Organization United States - ----------------------------------------------------------------- Number of Shares Bene- (5) Sole Voting Power 0* ficially --------------------------------------------- Owned by Each Reporting (6) Shared Voting Power 293,983* Person --------------------------------------------- With (7) Sole Dispositive Power 0* --------------------------------------------- (8) Shared Dispositive Power 293,983* - ----------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 293,983* - ----------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 2.0* - ----------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN - ----------------------------------------------------------------- *As of December 31, 1997. CUSIP No. 68210T 10 9 - ----------------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Advantage Capital Partners II Limited Partnership 72-1236549 - ----------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - ----------------------------------------------------------------------- 3) SEC Use Only - ----------------------------------------------------------------------- 4) Citizenship or Place of Organization United States - ----------------------------------------------------------------------- Number of Shares Bene- (5) Sole Voting Power 0* ficially --------------------------------------------- Owned by Each Reporting (6) Shared Voting Power 993,831* Person --------------------------------------------- With (7) Sole Dispositive Power 0* --------------------------------------------- (8) Shared Dispositive Power 993,831* - ----------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 993,831* - ----------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 6.6* - ----------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN - ----------------------------------------------------------------------- *As of December 31, 1997. CUSIP No. 68210T 10 9 - ----------------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Advantage Capital Corporation 72-1201602 - ----------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - ----------------------------------------------------------------------- 3) SEC Use Only - ----------------------------------------------------------------------- 4) Citizenship or Place of Organization United States - ----------------------------------------------------------------------- Number of Shares Bene- (5) Sole Voting Power 0* ficially --------------------------------------------- Owned by Each Reporting (6) Shared Voting Power 1,287,814* Person --------------------------------------------- With (7) Sole Dispositive Power 0* --------------------------------------------- (8) Shared Dispositive Power 1,287,814* - ----------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,287,814* - ----------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 8.6* - ----------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - ----------------------------------------------------------------------- *As of December 31, 1997. CUSIP No. 68210T 10 9 - ----------------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Advantage Capital Partners III Limited Partnership 72-1264304 - ----------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - ----------------------------------------------------------------------- 3) SEC Use Only - ----------------------------------------------------------------------- 4) Citizenship or Place of Organization United States - ----------------------------------------------------------------------- Number of Shares Bene- (5) Sole Voting Power 0* ficially --------------------------------------------- Owned by Each Reporting (6) Shared Voting Power 1,616,060* Person --------------------------------------------- With (7) Sole Dispositive Power 0* --------------------------------------------- (8) Shared Dispositive Power 1,616,060* - ----------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,616,060* - ----------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 10.8* - ----------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN - ----------------------------------------------------------------------- *As of December 31, 1997. CUSIP No. 68210T 10 9 - ----------------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Advantage Capital Management Corporation 72-1262990 - ----------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - ----------------------------------------------------------------------- 3) SEC Use Only - ----------------------------------------------------------------------- 4) Citizenship or Place of Organization United States - ----------------------------------------------------------------------- Number of Shares Bene- (5) Sole Voting Power 0* ficially --------------------------------------------- Owned by Each Reporting (6) Shared Voting Power 1,616,060* Person --------------------------------------------- With (7) Sole Dispositive Power 0* --------------------------------------------- (8) Shared Dispositive Power 1,616,060* - ----------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,616,060* - ----------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 10.8* - ----------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - ----------------------------------------------------------------------- *As of December 31, 1997. CUSIP No. 68210T 10 9 - ----------------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Advantage Capital Partners IV Limited Partnership 72-1291972 - ----------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - ----------------------------------------------------------------------- 3) SEC Use Only - ----------------------------------------------------------------------- 4) Citizenship or Place of Organization United States - ----------------------------------------------------------------------- Number of Shares Bene- (5) Sole Voting Power 0* ficially --------------------------------------------- Owned by Each Reporting (6) Shared Voting Power 3,025,697* Person --------------------------------------------- With (7) Sole Dispositive Power 0* --------------------------------------------- (8) Shared Dispositive Power 3,025,697* - ----------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 3,025,697* - ----------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 20.2* - ----------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN - ----------------------------------------------------------------------- *As of December 31, 1997. CUSIP No. 68210T 10 9 - ----------------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Advantage Capital Financial Company, L.L.C. 72-1295140 - ----------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - ----------------------------------------------------------------------- 3) SEC Use Only - ----------------------------------------------------------------------- 4) Citizenship or Place of Organization United States - ----------------------------------------------------------------------- Number of Shares Bene- (5) Sole Voting Power 0* ficially --------------------------------------------- Owned by Each Reporting (6) Shared Voting Power 3,025,697* Person --------------------------------------------- With (7) Sole Dispositive Power 0* --------------------------------------------- (8) Shared Dispositive Power 3,025,697* - ----------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 3,025,697* - ----------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 20.2* - ----------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) OO - ----------------------------------------------------------------------- *As of December 31, 1997. CUSIP No. 68210T 10 9 - ----------------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Advantage Capital Partners V Limited Partnership 72-1310986 - ----------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - ----------------------------------------------------------------------- 3) SEC Use Only - ----------------------------------------------------------------------- 4) Citizenship or Place of Organization United States - ----------------------------------------------------------------------- Number of Shares Bene- (5) Sole Voting Power 0* ficially --------------------------------------------- Owned by Each Reporting (6) Shared Voting Power 1,857,591* Person --------------------------------------------- With (7) Sole Dispositive Power 0* --------------------------------------------- (8) Shared Dispositive Power 1,857,591* - ----------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,857,591* - ----------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 12.4* - ----------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN - ----------------------------------------------------------------------- *As of December 31, 1997. CUSIP No. 68210T 10 9 - ----------------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification No. of Above Person (entities only) Advantage Capital Advisors, L.L.C. 72-1310983 - ----------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X (b) - ----------------------------------------------------------------------- 3) SEC Use Only - ----------------------------------------------------------------------- 4) Citizenship or Place of Organization United States - ----------------------------------------------------------------------- Number of Shares Bene- (5) Sole Voting Power 0* ficially --------------------------------------------- Owned by Each Reporting (6) Shared Voting Power 1,857,591* Person --------------------------------------------- With (7) Sole Dispositive Power 0* --------------------------------------------- (8) Shared Dispositive Power 1,857,591* - ----------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,857,591* - ----------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 12.4* - ----------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) OO - ----------------------------------------------------------------------- *As of December 31, 1997. Item 1(a). Name of Issuer: OMNI Energy Services Corp. Item 1(b). Address of Issuer's Principal Executive Offices: 4484 NE Evangeline Thruway Carencro, Louisiana 70520 Item 2(a). Name of Persons Filing: Steven T. Stull Advantage Capital Partners Limited Partnership Advantage Capital Partners II Limited Partnership Advantage Capital Corporation Advantage Capital Partners III Limited Partnership Advantage Capital Management Corporation Advantage Capital Partners IV Limited Partnership Advantage Capital Financial Company, L.L.C. Advantage Capital Partners V Limited Partnership Advantage Capital Advisors, L.L.C. Item 2(b). Address of Principal Business Office: Advantage Capital 909 Poydras Street Suite 2230 New Orleans, Louisiana 70112 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock, $0.01 par value Item 2(e). CUSIP Number: 68210T 10 9 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d- 1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with Section 240.13d.13d- 1(b)(1)(ii)(H) Item 4. Ownership: (a) Amount Beneficially Owned See Item 9 of Cover Pages (b) Percent of Class See Item 11 of Cover Pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote See Item 5 of Cover Pages (ii) shared power to vote or to direct the vote See Item 6 of Cover Pages (iii)sole power to dispose or to direct the disposition of See Item 7 of Cover Pages (iv) shared power to dispose or to direct the disposition of See Item 8 of Cover Pages Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following . --- Item 6. Ownership of More than Five Percent on Behalf of Another Person: The securities reported herein are owned of record by the following entities (collectively, the "Limited Partnerships"): Percentage No. of of Owner Shares Ownership ---------------------------------- ---------- --------- Advantage Capital Partners Limited 293,983 2.0% Partnership (Advantage Capital Corporation, General Partner) Advantage Capital Partners II 993,831 6.6% Limited Partnership (Advantage Capital Corporation, General Partner) Advantage Capital Partners III 1,616,060 10.8% Limited Partnership (Advantage Capital Management Corporation, General Partner) Advantage Capital Partners IV 3,025,697 20.2% Limited Partnership (Advantage Capital Financial Company, L.L.C., General Partner) Advantage Capital Partners V 1,857,591 12.4% Limited Partnership (Advantage Capital Advisors, L.L.C., General Partner) The Limited Partnerships have the right to receive dividends from and proceeds from any sale of the stock listed above. Mr. Stull is the president and majority shareholder/member of each of Advantage Capital Corporation, Advantage Capital Management Corporation, Advantage Capital Financial Company and Advantage Capital Advisors, L.L.C., and as a result of their relationships with the Limited Partnerships, is deemed to have beneficial ownership of the securities owned by the Limited Partnerships. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Members of the Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: Not applicable. SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct as of December 31, 1997. February 13, 1997 /s/ Steven T. Stull --------------------- ------------------------- Date Steven T. Stull ADVANTAGE CAPITAL PARTNERS LIMITED PARTNERSHIP ADVANTAGE CAPITAL PARTNERS II LIMITED PARTNERSHIP By: Advantage Capital Corporation General Partner By: /s/ Steven T. Stull ----------------------- Steven T. Stull, President ADVANTAGE CAPITAL CORPORATION By: /s/ Steven T. Stull ----------------------- Steven T. Stull, President ADVANTAGE CAPITAL PARTNERS III LIMITED PARTNERSHIP By: Advantage Capital Management Corporation, General Partner By: /s/ Steven T. Stull ----------------------- Steven T. Stull, President ADVANTAGE CAPITAL MANAGEMENT CORPORATION By: /s/ Steven T. Stull ----------------------- Steven T. Stull, President ADVANTAGE CAPITAL PARTNERS IV LIMITED PARTNERSHIP By: Advantage Capital Financial Company, L.L.C., General Partner By: /s/ Steven T. Stull ----------------------- Steven T. Stull, President ADVANTAGE CAPITAL FINANCIAL COMPANY, L.L.C. By: /s/ Steven T. Stull ----------------------- Steven T. Stull, President ADVANTAGE CAPITAL PARTNERS V LIMITED PARTNERSHIP By: Advantage Capital Advisors, L.L.C., General Partner By: /s/ Steven T. Stull ----------------------- Steven T. Stull, President ADVANTAGE CAPITAL ADVISORS, L.L.C. By: /s/ Steven T. Stull ----------------------- Steven T. Stull, President EXHIBIT A Identity of Members of the Group Steven T. Stull Advantage Capital Partners Limited Partnership Advantage Capital Partners II Limited Partnership Advantage Capital Partners III Limited Partnership Advantage Capital Partners IV Limited Partnership Advantage Capital Partners V Limited Partnership Advantage Capital Corporation Advantage Capital Management Corporation Advantage Capital Financial Company, L.L.C. Advantage Capital Advisors, L.L.C. -----END PRIVACY-ENHANCED MESSAGE-----